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Douglas D. Ray

J.P. Morgan Securities LLC

Ann Arbor, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-03
MI RA APPROVED 2015-02-12
  • TX RA
    APPROVED_RES
    Since 2018-04-03
  • MI RA
    APPROVED
    Since 2015-02-12

Branch Locations

105 Briarwood Circle, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Ann Arbor MI 06/2010 Present
J.P. Morgan Securities Llc Ann Arbor MI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S66 Uniform Combined State Law Examination
    2015-01-23
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
Other Names
  • Douglas David Ray
  • Douglas D Ray

View on SEC IAPD

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