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4807 Innovate Lane, Madison, WI 53718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-17 |
Branch Locations
4807 Innovate Lane, Madison, WI 53718 • United States
225 S Sixth Street Suite 2300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial, Inc | St. Paul | MN | 06/2017 | 04/2019 |
| Assured Retirement Group | Bloomington | MN | 11/2015 | 06/2017 |
| Gradient Securities, Llc | Arden Hills | MN | 02/2021 | 01/2022 |
| Ria Registrar, Llc | Arden Hills | MN | 04/2019 | 01/2022 |
| Baker Tilly Capital, Llc | Minneapolis | MN | 01/2022 | Present |
| Baker Tilly Advisory Group, Lp | Minneapolis | MN | 01/2022 | Present |
| Baker Tilly Wealth Management, Llc | Minneapolis | MN | 05/2024 | Present |
BAKER TILLY CAPITAL, LLC ("BTC") AND BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") ARE CONTROLLED SUBSIDIARIES OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 50% OF TIME IS SPENT AT BTC AND 50% IS SPENT AT BTWM PROVIDING COMPLIANCE SERVICES. THERE IS AN EXPENSE-SHARING AGREEMENT IN PLACE BETWEEN BTC AND BAKER TILLY, AS WELL AS BTWM AND BAKER TILLY, WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-07 |
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