Max Thomson Sabert

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-09
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2021-05-10
FL	RA	APPROVED	2021-04-16
NJ	RA	APPROVED	2011-12-12

CA RA
APPROVED

Since 2023-06-09
NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2021-05-10
FL RA
APPROVED

Since 2021-04-16
NJ RA
APPROVED

Since 2011-12-12

Branch Locations

Miami, FL • United States

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Fs	Weehawken	NJ	08/2011	Present

08/2011 → Present

Ubs Fs

Weehawken, NJ

Other Businesses

1) Friends of William and Mary Men's Gymnastics/ investment related?:yes / 4445 Corporation Ln, Ste 264, Virginia Beach, United States/ Charity/ President. Hosting meetings- helping board decide direction of entity./ start date: 6/21/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-05

S66 Uniform Combined State Law Examination

2011-12-05

Other Names

Max Thompson Sabert

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