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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-21 |
| TX | RA | APPROVED | 2024-02-20 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | New York | NY | 07/2013 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Summit | NJ | 08/2019 | Present |
| New York University Stern School Of Business | New York | NY | 09/2017 | 05/2019 |
| Jpmorgan Chase Bank Na | New York | NY | 06/2018 | 08/2018 |
| Unemployed | Closter | NJ | 05/2019 | 08/2019 |
| J.P. Morgan Securities Llc | Summit | NJ | 08/2019 | Present |
Entity Name: Humbucker Management LLC Investment related: N Address: Private Residence Nature of the other business: Consulting Position/Title/Relationship: Owner/Partner Start Date: 12/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My husband is starting a consulting business and is opening an LLC account. I am a silent partner in this and joint owner on the account
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-17 |
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