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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-18 |
| NY | RA | APPROVED | 2023-10-18 |
Branch Locations
500 Morris Ave Suite 301, Springfield, NJ 07081 • United States
1142 B South Railroad Ave, Staten Island, NY 10306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 10/2023 |
| Hudson Wealth Mgt | Red Bank | NJ | 01/2013 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1) NETWORK WEALTH MANAGEMENT, 1142B SOUTH RAILROAD AVE STATEN ISLAND NY 10306, 10/2023, IAR, INV REL, 200 HR/MO 120 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-26 |
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