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Alonso Tangarife

Charles Schwab & Co., Inc.

Atlanta, GA

Wayne, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
FL RA APPROVED 2020-09-16
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2020-09-16

Branch Locations

3260 Walton Riverwood Lane, Atlanta, GA 30339 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Njsea East Rutherford NJ 08/2004 10/2016
Ubs Financial Services Weehawken NJ 04/2014 03/2020
Ubs Bank Usa New York NY 01/2017 03/2020
Charles Schwab & Co, Inc. Winter Park FL 03/2020 Present
Charles Schwab Bank, Ssb Winter Park FL 03/2020 Present
  • 08/2004 → 10/2016
    Njsea
    East Rutherford, NJ
  • 04/2014 → 03/2020
    Ubs Financial Services
    Weehawken, NJ
  • 01/2017 → 03/2020
    Ubs Bank Usa
    New York, NY
  • 03/2020 → Present
    Charles Schwab & Co, Inc.
    Winter Park, FL
  • 03/2020 → Present
    Charles Schwab Bank, Ssb
    Winter Park, FL
Previous Registrations
  • 2014-04-21 → 2020-04-07
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
  • 2012-10-01 → 2014-04-16
    J.P. Morgan Securities Llc
    Woodland Park, NJ
    Totowa, NJ
    Paterson, NJ
  • 2011-08-08 → 2012-10-01
    Chase Investment Services Corp.
    West Paterson, NJ
    Clifton, NJ
    Paterson, NJ
    Totowa, NJ
    Paterson, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-05
S63 Uniform Securities Agent State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2011-08-05
  • S63 Uniform Securities Agent State Law Examination
    2010-08-02

View on SEC IAPD

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