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Kevin Gerard Murphy

Ubs Financial Services Inc.

Lakewood, OH

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-29
OH RA APPROVED 2018-07-31
TX RA APPROVED 2018-07-31
  • FL RA
    APPROVED
    Since 2021-11-29
  • OH RA
    APPROVED
    Since 2018-07-31
  • TX RA
    APPROVED
    Since 2018-07-31

Branch Locations

Lakewood, OH • United States

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 06/2013 06/2018
Ubs Financial Services Cleveland OH 07/2018 Present
  • 06/2013 → 06/2018
    Fidelity Investments
    Boston, MA
  • 07/2018 → Present
    Ubs Financial Services
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-17
S63 Uniform Securities Agent State Law Examination 2013-07-23
  • S66 Uniform Combined State Law Examination
    2015-06-17
  • S63 Uniform Securities Agent State Law Examination
    2013-07-23

View on SEC IAPD

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