Janina Caufield

Current Employers

Employment History

• 04/2015 → 03/2022
  Fieldpoint Private Securities, Llc
  Greenwich, CT
• 03/2022 → Present
  Rbc Capital Markets, Llc
  Stamford, CT
• 08/2022 → Present
  City National Bank
  Stamford, CT

Previous Registrations

• 2021-11-08 → 2022-03-08
  Dominari Securities Llc
  New York, NY

Other Businesses

(1):NAME OF ENTITY: Oysterponds Historical Society ADDRESS: 1555 Village Lane, Orient, NY 11957 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Historical Society CAPACITY: Board of Directors * START DATE: 01/10/20 DUTIES: I sit on the board in an unpaid volunteer position. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) Name of Entity: Smith College Club of Greenwich-Stamford Non-Investment related Nature of OBA: This is an alumnae group for women who graduated from Smith College and live in or around Greenwich Position/Title/Relationship: Board of Directors * Start Date: 10/01/23 Time devoted: 2 hours per month; 0 during securities trading hours Duties: They would like me to be a director-at-large on the board - so I don't think I'm officially a board member, but they'd like me to be involved in board meetings. I'd be involved in brainstorming group events and activities, maybe welcoming new members to the alumnae group, and greeting people at events.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-15
• S65 Uniform Investment Adviser Law Examination
  2021-11-08

Other Names

• Nina Caufield