John David Principe

Current Employers

Sagebroadview Wealth Management, Llc

10 Waterside Drive Suite 305, Farmington, CT 06032-2837 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-01-31
MA	RA	APPROVED	2011-10-27
CT	RA	APPROVED	2010-06-18

NJ RA
APPROVED

Since 2014-01-31
MA RA
APPROVED

Since 2011-10-27
CT RA
APPROVED

Since 2010-06-18

Branch Locations

10 Waterside Drive Suite 305, Farmington, CT 06032-2837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagebroadview Wealth Management, Llc	Farmington	CT	01/2007	Present
Sagebroadview Wealth Management, Llc	Farmington	CT	07/2021	Present

01/2007 → Present

Sagebroadview Wealth Management, Llc

Farmington, CT
07/2021 → Present

Sagebroadview Wealth Management, Llc

Farmington, CT

Previous Registrations

2010-06-18 → 2014-01-02

Sage Advisory Group, Llc

Farmington, CT

Other Businesses

SageBroadview Tax, LLC (created 10/2020); Indirect Owner through SageBroadview, Inc.; primarily provides tax preparation services to businesses and individuals; Not investment related; Little or no time is spent on this activity.