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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-30 |
Branch Locations
1000 Town Center Drive Suite 100, Oxnard, CA 93036 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carey & Hanna, Cpas | Ventura | CA | 01/2012 | 12/2020 |
| Avantax Investment Services, Inc. | Oxnard | CA | 01/2012 | 09/2025 |
| Avantax Advisory Services | Oxnard | CA | 04/2011 | 09/2025 |
| Avantax Insurance Agency, Llc | Oxnard | CA | 07/2019 | 09/2025 |
| Avantax Planning Partners | Oxnard | CA | 03/2021 | Present |
| Cetera Wealth Services, Llc | Oxnard | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) SULLTRAINING POSITION: Consultant/Trainer/Coach NATURE: Lifestyle fitness coaching & consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023; 290 S SATICOY AVE, VENTURA CA 93004, US; Strength training programming. Diet planning. Training performance assessment. Communicating via email One on one and group consultations via zoom, phone, and In-person. 2) RENTAL PROPERTY POSITION: Owner NATURE: I have a separate space in my home my spouse and I are considering renting. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 290 S SATICOY AVE, VENTURA CA 93004, United States DESCRIPTION: None. This will be my spouse's project entirely.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-30 |
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