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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-26
  • NJ RA
    APPROVED
    Since 2023-06-26

Branch Locations

101 Crawfords Corner Rd. Suite 101-4R, Holmdel, NJ 07733 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Warren NJ 08/2013 06/2023
Mml Investors Services Warren NJ 10/2013 06/2023
Lpl Financial, Llc Holmdel NJ 06/2023 Present
Newedge Advisors, Llc. New Orleans LA 06/2023 Present
  • 08/2013 → 06/2023
    Mass Mutual
    Warren, NJ
  • 10/2013 → 06/2023
    Mml Investors Services
    Warren, NJ
  • 06/2023 → Present
    Lpl Financial, Llc
    Holmdel, NJ
  • 06/2023 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
Other Businesses

1) 06/26/2023 - Emeritus Wealth Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 11/01/2017 - 10hrs/month - 5% time spent 2) 06/26/2023 - Emeritus Wealth, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Morristown, NJ - Co-owner - Start Date 11/01/2017 - 25hrs/month - 20% time spent 3) 06/26/2023 - Michael Soroko - Non-Variable Insurance - Inv. Related - Morristown, NJ - Agent Selling Insurance- Start Date 06/27/2023 - 20hrs/month - 20% time spent. 4) 06/28/2023 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/27/2023 - 100 Hours Per Month/ 100 Hours During Securities Trading - Time Spent 20% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28

View on SEC IAPD

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