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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
MD RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • MD RA
    APPROVED
    Since 2023-08-10

Branch Locations

9710 Monroe St, Cockeysville, MD 21030 • United States

New Market, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2016 08/2023
Minnesota Life Insurance Co St Paul MN 01/2016 08/2023
Securian Capital Of The Chesapeake Towsend MD 01/2016 03/2026
Cetera Wealth Services, Llc Towson MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Seal Advisory New Market MD 01/2025 Present
  • 01/2016 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2016 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2016 → 03/2026
    Securian Capital Of The Chesapeake
    Towsend, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Towson, MD
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Seal Advisory
    New Market, MD
Previous Registrations
  • 2016-01-08 → 2023-08-10
    Securian Financial Services, Inc.
    Towson, MD
    St. Paul, MN
  • 2013-09-10 → 2014-01-23
    New England Securities
    Princeton, NJ
    Rockville, MD
    Wall Township, NJ
Other Businesses

1. MARYLAND ALZEHIMER'S ASSOCIATION POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2019 ADDRESS: , Timonium MD , United States DESCRIPTION: Member 2. NAME OF OTHER BUSINESS: SEAL ADVISORY, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PRINCIPLE PARTNER , LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NO DUTIES OR ACTIVITIES PRESENTLY. LLC WILL REMAIN DORMANT FOR THE FORESEEABLE FUTURE; 3. NAME OF OTHER BUSINESS: KINNECT ADVISORS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2010; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: KINNECT CONSULTING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DORMANT ENTITY TO BE USED IN FUTURE FOR CONSULTING BUSINESS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-25
S63 Uniform Securities Agent State Law Examination 2012-05-01
  • S65 Uniform Investment Adviser Law Examination
    2013-03-25
  • S63 Uniform Securities Agent State Law Examination
    2012-05-01

View on SEC IAPD

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