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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-29
NJ RA APPROVED 2011-09-29
TX RA APPROVED 2011-09-26
  • CT RA
    APPROVED
    Since 2022-06-29
  • NJ RA
    APPROVED
    Since 2011-09-29
  • TX RA
    APPROVED
    Since 2011-09-26

Branch Locations

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

100 Federal St Investment Solutions Group, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 07/2011 Present
Bank Of America, N.A. Great Neck NY 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2011-09-23
Other Names
  • John Ryan
  • John Raymond Ryan

View on SEC IAPD

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