Inactive

Nicholas Justin Di Paolo

Forum Private Wealth, LLC

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Current Employers

Forum Private Wealth, Llc

Carlsbad, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-23

CA RA
APPROVED

Since 2025-09-23

Branch Locations

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bny Mellon Wealth Management	Newport Beach	CA	04/2015	04/2018
Crescent Bay Advisors, Llc	Corona Del Mar	CA	05/2018	04/2024
Evoke Wealth, Llc D/B/A Evoke Advisors	Los Angeles	CA	04/2024	09/2025
Forum Private Wealth, Llc	Carlsbad	CA	07/2025	Present

04/2015 → 04/2018

Bny Mellon Wealth Management

Newport Beach, CA
05/2018 → 04/2024

Crescent Bay Advisors, Llc

Corona Del Mar, CA
04/2024 → 09/2025

Evoke Wealth, Llc D/B/A Evoke Advisors

Los Angeles, CA
07/2025 → Present

Forum Private Wealth, Llc

Carlsbad, CA

Previous Registrations

2014-04-21 → 2015-04-27

U.S. Bancorp Advisors, Llc

Westminster, CA

Garden Grove, CA

Huntington Beach, CA

Orange, CA

Tustin, CA

Brea, CA

Placentia, CA
2012-10-01 → 2013-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-27

S66 Uniform Combined State Law Examination

2012-09-27

Designations

Other Names

Nick Justin Di Paolo

View on SEC IAPD

More in Carlsbad, CA

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