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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-08-09
  • GA RA
    APPROVED
    Since 2021-08-09

Branch Locations

400 Mall Blvd Ste W, Savannah, GA 31406 • United States

Savannah, GA • United States

Wellspring Wealth Management Llc

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009-2276 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-27
  • GA RA
    APPROVED
    Since 2018-06-27

Branch Locations

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 04/2016 04/2018
Wellspring Associates Atlanta GA 04/2016 04/2018
Wellspring Wealth Management Llc Alpharetta GA 05/2018 Present
Lpl Financial Llc Alpharetta GA 04/2018 Present
Previous Registrations
Other Businesses

1. 4/20/2018 - Wellspring Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/13/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/30/2018 - Planmark Capital Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 10/22/2018 - Wellspring Wealth Management LLC - DBA: (Hybrid) Wellspring Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/13/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wellspring Wealth Management LLC, an independent investment advisor firm. I started this business activity on 10/22/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/19/2023 - Wellspring Associates, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/01/2016 - 40 Hours Per Month/ During Trading 5. 04/03/2024 - Bridge Life, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 8 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-07
  • S66 Uniform Combined State Law Examination
    2015-08-07

View on SEC IAPD

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