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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-04-20
  • MI RA
    APPROVED
    Since 2016-04-20

Branch Locations

26400 Lahser, Ste. 312,, Southfield, MI 48033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Southfield MI 04/2016 Present
Kestra Investment Services, Llc Southfield MI 08/2010 Present
Other Businesses

Business Name: Baker Group Investment Related: Yes Address: 26400 Lahser Rd. Ste. 312 Southfield MI 48072 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 5/13/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: we will assist clients with getting the applicable insurance that fits their specific needs Business Name: Executive Compensation Plans Investment Related: Yes Address: 26400 Lahser Rd. Ste. 312 Southfield MI 48072 Nature of Business: Other TPA Position, Title or Relationship: Employee Start Date: 5/13/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will assist in gathering the information to calculate the required numbers or to get to our tax attorney for additional assistance when needed. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-14
  • S66 Uniform Combined State Law Examination
    2010-09-14
Designations

View on SEC IAPD

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