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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-11 |
| CA | RA | APPROVED | 2022-11-10 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 11/2014 | 11/2020 |
| First Republic Securities Company, Llc | Los Angeles | CA | 11/2020 | 08/2022 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 11/2020 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-18 |
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