Guillermo Roditi Dominguez

Current Employers

New River Investments

Los Angeles, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02
FL	RA	APPROVED	2026-01-02
LA	RA	APPROVED	2021-06-07
TX	RA	APPROVED_RES	2018-04-23

CA RA
APPROVED

Since 2026-01-02
FL RA
APPROVED

Since 2026-01-02
LA RA
APPROVED

Since 2021-06-07
TX RA
APPROVED_RES

Since 2018-04-23

Branch Locations

Los Angeles, CA • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New River Investments Inc.	Los Angeles	CA	03/2011	Present
Roditi & Roditi, Llc	Los Angeles	CA	06/2012	Present

03/2011 → Present

New River Investments Inc.

Los Angeles, CA
06/2012 → Present

Roditi & Roditi, Llc

Los Angeles, CA

Other Businesses

I am a Registered Investment Advisor Representative at New River Investments Inc. I receive no commissions from this business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-21
S66	Uniform Combined State Law Examination	2006-03-28

S65 Uniform Investment Adviser Law Examination

2011-04-21
S66 Uniform Combined State Law Examination

2006-03-28

Other Names

Will Roditi
Guillermo Roditidominguez
Guillermo Roditi

View on SEC IAPD