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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-07 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
One National Life Drive, Montpelier, VT 05604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | White Plains | NY | 07/1999 | 12/2021 |
| The Prudential Insurance Company Of America | White Plains | NY | 06/2015 | 12/2021 |
| Mml Investors Services Llc | Wellesley | MA | 01/2022 | 09/2024 |
| Mass Mutual Life Insurance Company | Wellesley | MA | 01/2022 | 09/2024 |
| Equity Services Inc | Montpelier | VT | 10/2024 | Present |
| National Life Group | Wellesley | MA | 10/2024 | Present |
*FINSECA,42 OAK TRAIL, BOLTON, MA,10/6/2025,CHAIR ELECT, BOARD OF DIRECTORS,UNTIL 6/2026,NOT INV REL,NOT DURING TRD/HRS,2 HRS/MTH*STEPHANIE RIVAS,42 OAK TRAIL, BOLTON, MA 01740,ONGOING,10/2024,OWNER,SPEAKER,IV REL,DURING TRD/HRS,5 HRS/MTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-07 |
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