Simon Ga Jeung Leung

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-02-03
GA	RA	APPROVED	2015-09-09

TX RA
APPROVED_RES

Since 2021-02-03
GA RA
APPROVED

Since 2015-09-09

Branch Locations

1313 Johnson Ferry Rd Ne [Merchants Walk], Marietta, GA 30068 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Woodstock	GA	11/2014	Present
Wells Fargo Advisors, Llc.	Woodstock	GA	11/2014	11/2016
Wells Fargo Clearing Services, Llc	Woodstock	GA	11/2016	Present

11/2014 → Present

Wells Fargo Bank Na

Woodstock, GA
11/2014 → 11/2016

Wells Fargo Advisors, Llc.

Woodstock, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Woodstock, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-02
S63	Uniform Securities Agent State Law Examination	2010-07-21

S65 Uniform Investment Adviser Law Examination

2015-09-02
S63 Uniform Securities Agent State Law Examination

2010-07-21

Other Names

Simon Leung
Simon Leung