Joshua Walters

Voya Financial Advisors, Inc.

Arlington Heights, IL

Arlington Heights, IL

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Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-14

IL RA
APPROVED

Since 2026-08-14

Branch Locations

Holland, MI • United States

Arlington Heights, IL • United States

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Chase Bank	Chicago	IL	06/2010	11/2017
Cibc Private Wealth Management	Chicago	IL	11/2017	06/2019
Oxford Financial Group	Chicago	IL	06/2019	11/2020
Lpl Financial, Llc	Davenport	IA	11/2020	04/2023
Nadler Financial Group, Inc.	Deerfield	IL	08/2024	04/2025
Calamos Wealth Management	Chicago	IL	04/2023	08/2024
Ausdal Financial Partners, Inc.	Deerfield	IL	09/2024	04/2025
Lpl Financial Llc	Oak Brook	IL	04/2025	08/2026
Voya Financial Advisors	Suffolk	VA	08/2026	Present

06/2010 → 11/2017

J.P. Morgan Chase Bank

Chicago, IL
11/2017 → 06/2019

Cibc Private Wealth Management

Chicago, IL
06/2019 → 11/2020

Oxford Financial Group

Chicago, IL
11/2020 → 04/2023

Lpl Financial, Llc

Davenport, IA
08/2024 → 04/2025

Nadler Financial Group, Inc.

Deerfield, IL
04/2023 → 08/2024

Calamos Wealth Management

Chicago, IL
09/2024 → 04/2025

Ausdal Financial Partners, Inc.

Deerfield, IL
04/2025 → 08/2026

Lpl Financial Llc

Oak Brook, IL
08/2026 → Present

Voya Financial Advisors

Suffolk, VA

Previous Registrations

2025-05-02 → 2026-08-17

Lpl Financial Llc

Arlington Heights, IL

Hoffman Estates, IL

Fort Mill, SC

Oak Brook, IL
2024-10-03 → 2025-04-15

Nadler Financial Group, Inc.

Deerfield, IL
2023-04-13 → 2024-08-16

Calamos Wealth Management Llc

Naperville, IL

Chicago, IL
2021-07-21 → 2023-04-11

Lpl Financial Llc

Davenport, IA

Chicago Ridge, IL

Savage, MN
2020-11-24 → 2021-07-21

Waddell & Reed

Davenport, IA

Chicago, IL

Savage, MN
2017-11-28 → 2019-06-13

Cibc Private Wealth Advisors, Inc.

Chicago, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-06-25

S63 Uniform Securities Agent State Law Examination

2010-06-25

Designations

Other Names

Josh J Walters
Joshua J Walters
Joshua John Walters

View on SEC IAPD

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