Jay Peters

Current Employers

New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-12-21

CT RA
APPROVED

Since 2020-12-21

Branch Locations

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

2200 Atlantic Street 2Nd Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	New York	NY	05/2010	12/2020
Newedge Securities, Inc.	Stamford	CT	12/2020	Present
New Edge Wealth	Stamford	CT	12/2020	Present

05/2010 → 12/2020

Ubs Financial Services

New York, NY
12/2020 → Present

Newedge Securities, Inc.

Stamford, CT
12/2020 → Present

New Edge Wealth

Stamford, CT

Previous Registrations

2020-12-21 → 2020-12-22

Ubs Financial Services Inc.

New York, NY

Other Businesses

1)NEW EDGE WEALTH, LLC~INVESTMENT RELATED~DARIEN, CONNECTICUT, 06820~RELATIONSHIP MANAGER~DECEMBER 2020~80HRS PER MONTH~80HRS PER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-17

S66 Uniform Combined State Law Examination

2010-12-17

View on SEC IAPD