Sean Mitchell Sather

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2019-06-11
TX	RA	APPROVED	2019-06-06

ND RA
APPROVED

Since 2019-06-11
TX RA
APPROVED

Since 2019-06-06

Branch Locations

3189 Ace Allen Way S, Fargo, ND 58104 • United States

51 Broadway N, Suite 150, Fargo, ND 58102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Moorhead	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Moorhead	MN	11/2016	05/2019
Infinex Investments Inc	Meriden	CT	06/2019	Present
Alerus Financial	Fargo	ND	05/2019	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Moorhead, MN
11/2016 → 05/2019

Wells Fargo Clearing Services, Llc

Moorhead, MN
06/2019 → Present

Infinex Investments Inc

Meriden, CT
05/2019 → Present

Alerus Financial

Fargo, ND

Previous Registrations

2011-01-03 → 2019-06-04

Wells Fargo Clearing Services, Llc

Sioux Falls, SD

Moorhead, MN

Fargo, ND

Sioux Falls, SD

Sioux Falls, SD

Wahpeton, ND

Sioux Falls, SD

Moorhead, MN
2010-07-26 → 2011-01-03

Wells Fargo Investments, Llc

Fargo, ND

Other Businesses

1.) ALERUS FINANCIAL; INVESTMENT RELATED; 51 N BROADWAY, FARGO, ND 58102; SENIOR FINANCIAL ADVISOR; 05/31/2019; 60 HOURS MONTHLY, 25 DURING MARKET; PLANNING AND ADVISING ACTIVITIES RELATED TO ACCOUNTS MANAGED UNDER TRUST POWERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-15

S66 Uniform Combined State Law Examination

2010-07-15

Designations

View on SEC IAPD