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Denis K. Nemeth

J.P. Morgan Securities LLC

Bellevue, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-10
WA RA APPROVED 2017-06-01
  • TX RA
    APPROVED
    Since 2018-08-10
  • WA RA
    APPROVED
    Since 2017-06-01

Branch Locations

10885 Ne 4Th Street, Floor 2, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Everett WA 05/2010 Present
J.P. Morgan Securities Llc Bellevue WA 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2010-06-21
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2010-06-21
Other Names
  • Denis K Nemeth

View on SEC IAPD

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