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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-12-06 |
Branch Locations
196 Bellevue Way Ne One88 Bellevue Building, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Oakland | CA | 05/2010 | 04/2022 |
| Hsbc Securities (Usa) Inc. | Oakland | CA | 05/2010 | 04/2022 |
| East West Bank | Bellevue | WA | 04/2022 | 11/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2022 | 11/2024 |
| Cetera Investment Advisers Llc | Bellevue | WA | 05/2022 | 11/2024 |
| Hsbc Bank Usa, N.A. | Bellevue | WA | 12/2024 | Present |
| Hsbc Securities (Usa) Inc | Bellevue | WA | 12/2024 | Present |
Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc. OWNER OF THREE RENTAL PROPERTIES Property 1 ?1. The name of the other business - Rental Property ?2. Whether the business is investment-related - No ?3. The address of the other business - 172 SERRA LANE DALY CITY CA 94015 ?4. The nature of the business -Rental Property ?5. Your position - Owner ?6. Title, or Relationship with the other business - Owner ?7. The start date of your relationship - 11/01/2013 ?8. The approximate number of hours per month you devote to the other business - 1 ?9. The number of hours you devote to the other business during securities trading hours - 0 ?10. Briefly describe your duties relating to the other business - I am renting my personal investment property and collecting rent to pay for the monthly mortgage. Property 2: ?1. The name of the other business - Rental Property ?2. Whether the business is investment-related - No ?3. The address of the other business - 4401 145TH AVE NE APT J1, BELLEVUE WA 98007 ?4. The nature of the business - Rental Property ?5. Your position - Owner ?6. Title, or Relationship with the other business - Owner ?7. The start date of your relationship - 03/01/2018 ?8. The approximate number of hours per month you devote to the other business - 1 ?9. The number of hours you devote to the other business during securities trading hours - 0 ?10. Briefly describe your duties relating to the other business - I am renting my personal investment property and collecting rent to pay for the monthly mortgage. Property 3: ?1. The name of the other business - Rental Property ?2. Whether the business is investment-related - No ?3. The address of the other business - 1 143rd AVE SE BELLEVUE WA 98007 ?4. The nature of the business - Rental Property ?5. Your position - Owner ?6. Title, or Relationship with the other business - Owner ?7. The start date of your relationship - 08/01/2018 ?8. The approximate number of hours per month you devote to the other business - 1 ?9. The number of hours you devote to the other business during securities trading hours - 0 ?10. Briefly describe your duties relating to the other business - I am renting my personal investment property and collecting rent to pay for the monthly mortgage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-21 |
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