Jay Liban

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-10
GA	RA	APPROVED	2023-02-08

TX RA
APPROVED

Since 2024-04-10
GA RA
APPROVED

Since 2023-02-08

Branch Locations

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Marietta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Marietta	GA	09/2013	02/2023
Ameriprise Financial Services, Llc	Marietta	GA	02/2023	Present

09/2013 → 02/2023

Jpmorgan Securities Llc

Marietta, GA
02/2023 → Present

Ameriprise Financial Services, Llc

Marietta, GA

Previous Registrations

2013-09-16 → 2023-02-04

J.P. Morgan Securities Llc

Marietta, GA

Alpharetta, GA

Roswell, GA

Roswell, GA

Canton, GA

Marietta, GA

Duluth, GA

Peachtree Corners, GA

Marietta, GA

Roswell, GA

Roswell, GA

Marietta, GA

Roswell, GA

Marietta, GA

Atlanta, GA

Atlanta, GA

Canton, GA

Atlanta, GA

Marietta, GA

Roswell, GA

Johns Creek, GA

Cumming, GA

Roswell, GA

Roswell, GA

Dunwoody, GA
2010-12-13 → 2013-09-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-10-16
S63	Uniform Securities Agent State Law Examination	2010-09-25

S65 Uniform Investment Adviser Law Examination

2010-10-16
S63 Uniform Securities Agent State Law Examination

2010-09-25

Other Names

Jay M Liban
Jay Liban
Jay Marshall Liban

View on SEC IAPD