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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-27
MN RA APPROVED 2015-10-28
  • TX RA
    APPROVED_RES
    Since 2016-05-27
  • MN RA
    APPROVED
    Since 2015-10-28

Branch Locations

244 Water St Ste 2, Excelsior, MN 55331-1825 • United States

10159 Wayzata Blvd Ste 200, Minnetonka, MN 55305-1581 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Minneapolis MN 02/2015 Present
Previous Registrations
Other Businesses

Outside Employment; WDA Inc; Private Wealth Advisor - I provide financial services to individuals.; Manage advisory business; 10159 Wayzata Blvd., , Minnetonka, MN, 55305; Investment-Related; 09/02/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-31
S63 Uniform Securities Agent State Law Examination 2011-03-16
  • S65 Uniform Investment Adviser Law Examination
    2011-10-31
  • S63 Uniform Securities Agent State Law Examination
    2011-03-16

View on SEC IAPD

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