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Chia Hua Hu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Dallas, TX

East Windsor, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-14
NJ RA APPROVED 2006-10-03
  • TX RA
    APPROVED
    Since 2006-11-14
  • NJ RA
    APPROVED
    Since 2006-10-03

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

East Windsor, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Pennington NJ 09/2006 Present
  • 09/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Pennington, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-09
  • S66 Uniform Combined State Law Examination
    2006-05-09
Other Names
  • John Hu
  • Chia Hua Hu
  • Chia H Hu

View on SEC IAPD

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