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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-13 |
| TX | RA | APPROVED | 2023-09-12 |
| MN | RA | APPROVED | 2023-09-01 |
Branch Locations
221 Main Street Suite A, Elk River, MN 55330 • United States
10900 Wayzata Boulevard Suite 850, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Duluth | MN | 06/2014 | 09/2023 |
| Osaic Wealth, Inc. | St Louis Park | MN | 09/2023 | Present |
1. EKE MARKETING, LLC POSITION: Secretary NATURE: This business is an LLC. The business facilitates the partnership structure and practice organization for the advisors who are members INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2019 ADDRESS: 221 Main St., Suite A, Elk River MN 55330, United States DESCRIPTION: operational leadership of a small partnership 2. PENN MUTUAL LIFE INSURANCE POSITION: Insurance producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2024 ADDRESS: 221 Main St, Suite A, Elk River MN 55330, United States DESCRIPTION: I have been appointed to sell fixed annuities through Penn Mutual Life Insurance company for a client. I am selling a Single Premium Immediate Annuity to a client per their wishes, but don't intend on soliciting more of this type of business or making it a core business activity in the future 3. ERIK ENDERSBE POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2015 ADDRESS: 221 Main St., Suite A, Elk River MN 55330, United States DESCRIPTION: Insurance sales and servicing of insurance contracts for new and existing clients. Appointed with the following companies: Pacific Life insurance company, AXA equitable, Protective Life, North American Insurance company, Penn Mutual, Securian Financial, Mutual of Omaha
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-10 |
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