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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-13
TX RA APPROVED 2023-09-12
MN RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-12
  • MN RA
    APPROVED
    Since 2023-09-01

Branch Locations

221 Main Street Suite A, Elk River, MN 55330 • United States

10900 Wayzata Boulevard Suite 850, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Duluth MN 06/2014 09/2023
Osaic Wealth, Inc. St Louis Park MN 09/2023 Present
  • 06/2014 → 09/2023
    Sagepoint Financial
    Duluth, MN
  • 09/2023 → Present
    St Louis Park, MN
Previous Registrations
  • 2015-08-11 → 2023-09-01
    Osaic Services, Inc.
    Duluth, MN
    St Louis Park, MN
    Elk River, MN
Other Businesses

1. EKE MARKETING, LLC POSITION: Secretary NATURE: This business is an LLC. The business facilitates the partnership structure and practice organization for the advisors who are members INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2019 ADDRESS: 221 Main St., Suite A, Elk River MN 55330, United States DESCRIPTION: operational leadership of a small partnership 2. PENN MUTUAL LIFE INSURANCE POSITION: Insurance producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2024 ADDRESS: 221 Main St, Suite A, Elk River MN 55330, United States DESCRIPTION: I have been appointed to sell fixed annuities through Penn Mutual Life Insurance company for a client. I am selling a Single Premium Immediate Annuity to a client per their wishes, but don't intend on soliciting more of this type of business or making it a core business activity in the future 3. ERIK ENDERSBE POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2015 ADDRESS: 221 Main St., Suite A, Elk River MN 55330, United States DESCRIPTION: Insurance sales and servicing of insurance contracts for new and existing clients. Appointed with the following companies: Pacific Life insurance company, AXA equitable, Protective Life, North American Insurance company, Penn Mutual, Securian Financial, Mutual of Omaha

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2015-08-10
Designations

View on SEC IAPD

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