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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| MN | RA | APPROVED | 2021-10-27 |
Branch Locations
10700 France Ave S Ste 106, Bloomington, MN 55431 • United States
5330 Cedar Lake Rd S Ste 600, Saint Louis Park, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2016 | 02/2019 |
| Bank Of America, N.A. | Minneapolis | MN | 06/2016 | 02/2019 |
| E*Trade Securities Llc | Bloomington | MN | 02/2019 | 04/2021 |
| E*Trade Capital Management Llc | Bloomington | MN | 02/2019 | 04/2021 |
| Tcf National Bank | Maplewood | MN | 04/2021 | 06/2021 |
| Cetera Investment Advisors Llc | Maplewood | MN | 04/2021 | 10/2021 |
| Huntington National Bank | Maplewood | MN | 04/2021 | 09/2021 |
| J.P. Morgan Securities Llc | Eden Prairie | MN | 10/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Eden Prairie | MN | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-12 |
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