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Michael Joseph Ferak

Northwestern Mutual Investment Services, LLC

Chicago, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-06-16
  • IL RA
    APPROVED
    Since 2017-06-16

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intl Fcstone Chicago IL 10/2015 03/2017
Adam Waitzman Chicago IL 06/2017 03/2024
Michael D Aquila Chicago IL 06/2017 03/2024
Benjamin Voigt Chicago IL 06/2017 03/2024
Northwestern Mutual Investment Services Llc Chicago IL 06/2017 Present
Adam Waitzman Chicago IL 03/2017 06/2017
Michael D Aquila Chicago IL 03/2017 06/2017
Benjamin Voigt Chicago IL 03/2017 06/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2019 04/2024
Thomas Joseph Parks Chicago IL 01/2022 03/2024
Working Capital Enterprises, Llc Chicago IL 03/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2024 Present
  • 10/2015 → 03/2017
    Intl Fcstone
    Chicago, IL
  • 06/2017 → 03/2024
    Adam Waitzman
    Chicago, IL
  • 06/2017 → 03/2024
    Michael D Aquila
    Chicago, IL
  • 06/2017 → 03/2024
    Benjamin Voigt
    Chicago, IL
  • 06/2017 → Present
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 03/2017 → 06/2017
    Adam Waitzman
    Chicago, IL
  • 03/2017 → 06/2017
    Michael D Aquila
    Chicago, IL
  • 03/2017 → 06/2017
    Benjamin Voigt
    Chicago, IL
  • 11/2019 → 04/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2022 → 03/2024
    Thomas Joseph Parks
    Chicago, IL
  • 03/2024 → Present
    Working Capital Enterprises, Llc
    Chicago, IL
  • 04/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2014-01-02 → 2015-10-19
    Sii Investments, Inc.
    Orland Park, IL
  • 2012-09-11 → 2013-11-22
    Waddell & Reed
    Mokena, IL
Other Businesses

1. 1720 S MICHIGAN AVE, 3114, 1720 S MICHIGAN AVE, 3114, CHICAGO, , ILLINOIS, 60616, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/24/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF CONDO, LANDLORD. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-10
  • S66 Uniform Combined State Law Examination
    2012-09-10
Other Names
  • Michael J Ferak
  • Michael Joseph Ferak
  • Michael Joseph Ferak

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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