Jesse Michael Polk

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-04

MN RA
APPROVED

Since 2013-12-04

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

1255 Gun Club Road, White Bear Lake, MN 55110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mml Investor Services, Inc	White Bear Lake	MN	06/2010	Present
Massmutual Life Insurance Company	White Bear Lake	MN	06/2010	Present

06/2010 → Present

Mml Investor Services, Inc

White Bear Lake, MN
06/2010 → Present

Massmutual Life Insurance Company

White Bear Lake, MN

Other Businesses

Name: Stampings of Minnesota Inv rel: Y Add: 21980 Hamburg Ave., Lakeville, MN 55044 Nature: Metal Stamping/Manufacturing Position: VP/CFO Start date: 01/01/2023 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: In charge of financial decisions made at the company.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-12-10

S63 Uniform Securities Agent State Law Examination

2010-12-10

Other Names

Jesse Polk

View on SEC IAPD