Margaret Caroline Ash

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

601 Larkspur Landing Circle, Larkspur, CA 94939-1722 • United States

1000 4Th Street, San Rafael, CA 94901-3122 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mill Valley	CA	12/2015	10/2017
Bank Of America, N.A.	Mill Valley	CA	05/2016	10/2017
Unionbanc Investment Services Llc	Kentfield	CA	10/2017	05/2019
Fidelity Brokerage Services Llc	Larkspur	CA	05/2019	Present
Fidelity Investments	Boston	MA	03/2025	Present

12/2015 → 10/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA
05/2016 → 10/2017

Bank Of America, N.A.

Mill Valley, CA
10/2017 → 05/2019

Unionbanc Investment Services Llc

Kentfield, CA
05/2019 → Present

Fidelity Brokerage Services Llc

Larkspur, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-01
S63	Uniform Securities Agent State Law Examination	2010-11-05