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Carlos Cesar Celaya

Celaya Wealth Management

Miami, FL

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Current Employers
Celaya Wealth Management

Miami, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-12-10
  • FL RA
    APPROVED
    Since 2014-12-10

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Celaya Wealth Management Miami FL 10/2014 Present
Previous Registrations
Other Businesses

1 - Insurance - I have an active 0215 Life and Insurance license. I devote around 30 hours a month helping clients with their personal life, disability and annuity insurance needs. The majority of those hours are spent during securities trading hours. 2 - Real Estate - I have an active real estate license since 2004. I devote around 5 hours per month to real estate activity but 0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-14
  • S65 Uniform Investment Adviser Law Examination
    2010-06-14
Designations
Other Names
  • Carlos Celaya

View on SEC IAPD

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