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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
8391 Old Courthouse Rd Ste 203, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | Vienna | VA | 09/2015 | Present |
| Vlp Financial Advisors | Vienna | VA | 12/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: VLP FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSOCIATE PARA PLANNER, WILL ASSIST REPRESENTATIVES IN PREPARATION OF FINANCIAL PLANS AND INVESTMENT RESEARCH; (2) NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION, NATIONAL CAPITAL AREA ; INVESTMENT RELATED: NO ; ADDRESS: 1478 GREENMONT COURT, RESTON, VA 20190 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF PR ; APX NUMBER OF HOURS PER WEEK: 12 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PROMOTE ORGANIZATION MISSION AND EVENTS. RAISE MONEY FROM FUND WHOLESALERS FOR PROGRAM EVENTS ; (3) NAME OF OTHER BUSINESS: VIRGINIA TECH FINANCIAL PLANNING ADVISORY BOARD, INVESTMENT RELATED: NO, ADDRESS: 1016 PAMPLIN HALL, BLACKSBURG, VA 20146, NATURE OF BUSINESS: EDUCATION, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST VT FINANCIAL PLANNING PROGRAM DIRECTOR BY PROVIDING OVERSIGHT OF THE FINANCIAL PLANNING PROFESSION SO HE CAN INCORPORATE INTO HIS PROGRAM CURRICULUM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-10 |
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