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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-24
OK RA APPROVED 2013-10-14
  • TX RA
    APPROVED
    Since 2014-01-24
  • OK RA
    APPROVED
    Since 2013-10-14

Branch Locations

Bixby, OK • United States

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 06/2013 Present
Bank Of America, N.A. Tulsa OK 01/2014 Present
Other Businesses

I*1221266, Entity Type: Entity Charitable, Name of OBA: Junior League of Tulsa, Inc., Address: Tulsa, OK, 74135, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 06/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I am the Board Assistant, primarily supporting operational activities and needs of the President and Board. The Junior League of Tulsa, Inc. is an organization of women whose mission is to advance women¿s leadership for meaningful community impact through volunteer action, collaboration, and training. I*5178281, Entity Type: , Name of OBA: Bixby Somerset Neighborhood, Address: Bixby, Oklahoma, 74008, Investment Related: N, Position, Title, Association: volunteer administrator, Employee Start Date: 08/04/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: POA requested I be the Admin for our neighborhood Facebook group. This an unpaid volunteer administrator role for a neighborhood Facebook page/group used for community communications, neighborhood updates, resident discussions, lost pets, local events, and similar community matters. No compensation received and no business activity conducted. The Bixby Somerset Neighborhood is just where my home is located. I was asked by the POA (Property Owners Assoc.) to be the Admin for our Facebook group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2013-10-10

View on SEC IAPD

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