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1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rabo Securities Usa, Inc. | New York | NY | 03/2014 | 06/2017 |
| Cooperatieve Rabobank U.A. | New York | NY | 02/2014 | 06/2017 |
| Boc International (Usa) Inc. | New York | NY | 06/2017 | 02/2020 |
| Blackrock | Princeton | NJ | 02/2020 | 11/2024 |
| Blackrock Investments Llc | Princeton | NJ | 02/2020 | 11/2024 |
| Invesco | Atlanta | GA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-03 |
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