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1509A Belleville Street, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-10-20 |
| NY | RA | APPROVED | 2021-10-20 |
| PA | RA | APPROVED | 2021-10-20 |
| VA | RA | APPROVED | 2021-10-20 |
| OH | RA | APPROVED | 2021-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2012 | 05/2019 |
| Bofa Securities, Inc. | New York | NY | 05/2019 | 03/2021 |
| Richmond Capital Management | Richmond Capital Management | VA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-15 |
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