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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-09-06
  • MA RA
    APPROVED
    Since 2024-09-06

Branch Locations

One International Place, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Burlington MA 07/2013 Present
Charles Schwab Bank Burlington MA 07/2013 Present
Charles Schwab Investment Management Inc. Boston MA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-27
S63 Uniform Securities Agent State Law Examination 2011-11-01
  • S66 Uniform Combined State Law Examination
    2012-09-27
  • S63 Uniform Securities Agent State Law Examination
    2011-11-01
Other Names
  • John A Hayek

View on SEC IAPD

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