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Brian C. Lucido

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-07
CA RA APPROVED 2016-11-10
  • TX RA
    APPROVED
    Since 2017-02-07
  • CA RA
    APPROVED
    Since 2016-11-10

Branch Locations

4500 Los Feliz Blvd, Los Angeles, CA 90027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 10/2017 Present
Jp Morgan Chase Bank Na Los Angeles CA 10/2017 Present
Jp Morgan Chase Bank Na Los Angeles CA 01/2017 09/2017
Jp Morgan Chase Bank Na Los Angeles CA 08/2012 12/2016
  • 10/2017 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2017 → Present
    Jp Morgan Chase Bank Na
    Los Angeles, CA
  • 01/2017 → 09/2017
    Jp Morgan Chase Bank Na
    Los Angeles, CA
  • 08/2012 → 12/2016
    Jp Morgan Chase Bank Na
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-31
S63 Uniform Securities Agent State Law Examination 2010-06-30
  • S66 Uniform Combined State Law Examination
    2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2010-06-30
Other Names
  • Brian C Lucido

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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