Ernesto Asael Saenz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-08-31

TX RA
APPROVED

Since 2015-08-31

Branch Locations

14600 Katy Fwy, Houston, TX 77079 • United States

825 Town And Country Ln Ste 300 [Lx-Rbo], Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Conroe	TX	11/2014	11/2016
Wells Fargo Bank Na	Conroe	TX	11/2014	Present
Wells Fargo Clearing Services, Llc	Conroe	TX	11/2016	Present

11/2014 → 11/2016

Wells Fargo Advisors Llc

Conroe, TX
11/2014 → Present

Wells Fargo Bank Na

Conroe, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Conroe, TX

Other Businesses

SAENZ HOMES; INV RELATED; HOUSTON, TX; RENTAL PROPERTY; 100% OWNERSHIP; START 11/1/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER, LANDLORD. RENTAL PROPERTY; INV RELATED; HOUSTON,TX; 100% OWNERSHIP; START 11/1/2015; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD. POWER OF ATTORNEY FOR SPOUSE; INV RELATED; HOUSTON, TX; START 7/5/2021; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, HOUSTON, TX, START 7/1/24, 100% OWNERSHIP, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-28
S63	Uniform Securities Agent State Law Examination	2010-06-30

S66 Uniform Combined State Law Examination

2015-08-28
S63 Uniform Securities Agent State Law Examination

2010-06-30

Other Names

Ernesto A Saenz

View on SEC IAPD