Kyle Randall Hartman

Current Employers

Lockton Investment Advisors, Llc

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2020-01-07
MO	RA	APPROVED	2013-05-23

OH RA
APPROVED

Since 2020-01-07
MO RA
APPROVED

Since 2013-05-23

Branch Locations

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lockton Companies, Llc	Kansas City	MO	07/1999	Present
Lockton Financial Advisors, Llc	Kansas City	MO	07/2008	Present
Lockton Investment Advisors, Llc	Kansas City	MO	08/2011	Present

07/1999 → Present

Lockton Companies, Llc

Kansas City, MO
07/2008 → Present

Lockton Financial Advisors, Llc

Kansas City, MO
08/2011 → Present

Lockton Investment Advisors, Llc

Kansas City, MO

Other Businesses

LOCKTON COMPANIES LLC,444 W 47TH ST, SUITE 900,KANSAS CITY,MO 64112. LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. I SPEND BETWEEN 70 AND 80 HOURS PER MONTH IN GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS. LOCKTON INVESTMENT ADVISORS, LLC - 444 W 47TH STREET SUITE 900, KANSAS CITY, MO 64112. APPROXIMATELY 30% OF MY TIME I PROVIDE INVESTMENT ADVISORY SERVICES THROUGH LOCTON INVESTMENT ADVISORS, LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-17
S63	Uniform Securities Agent State Law Examination	2007-01-12

S65 Uniform Investment Adviser Law Examination

2010-08-17
S63 Uniform Securities Agent State Law Examination

2007-01-12