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Hugo Santos

J.P. Morgan Securities LLC

Brooklyn, NY

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-20
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2021-01-26
  • TX RA
    APPROVED
    Since 2021-05-20
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2021-01-26

Branch Locations

12 Graham Ave, Brooklyn, NY 11206 • United States

726 Grand Street, Brooklyn, NY 11211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Brooklyn NY 01/2011 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-31
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S66 Uniform Combined State Law Examination
    2020-12-31
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18
Other Names
  • Hugo A Santos

View on SEC IAPD

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