James Michael Reynolds

Current Employers

Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-22
TN	RA	APPROVED	2010-08-03

TX RA
APPROVED_RES

Since 2016-01-22
TN RA
APPROVED

Since 2010-08-03

Branch Locations

12740 Kingston Pike Suite 207, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thoroughbred Financail Services	Knoxville	TN	04/2010	Present

04/2010 → Present

Thoroughbred Financail Services

Knoxville, TN

Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2010- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-30

S66 Uniform Combined State Law Examination

2010-07-30

View on SEC IAPD

Current Employers

Thoroughbred Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

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