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Michael Brendan Connolly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-08-09
  • TX RA
    APPROVED
    Since 2010-08-09

Branch Locations

12574 Research Blvd, Austin, TX 78759 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 05/2010 Present
Bank Of America, N.A. Austin TX 12/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Mike Brendan Connolly
  • Michael B Connolly

View on SEC IAPD

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