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Troy Vaughan

LPl Financial LLC

Tampa, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-15
TX RA APPROVED_RES 2024-04-12
  • FL RA
    APPROVED
    Since 2024-04-15
  • TX RA
    APPROVED_RES
    Since 2024-04-12

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. St. Petersburg FL 05/2016 11/2017
J.W. Cole Financial, Inc. Tampa FL 11/2017 03/2024
J.W. Cole Advisors, Inc. Tampa FL 11/2017 03/2024
Lpl Financial Llc Fort Mill SC 03/2024 Present
  • 05/2016 → 11/2017
    Signator Investors, Inc.
    St. Petersburg, FL
  • 11/2017 → 03/2024
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2017 → 03/2024
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 03/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2017-11-28 → 2024-04-01
    J. W. Cole Advisors, Inc.
    Tampa, FL
  • 2017-08-23 → 2017-11-08
    Signator Investors, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
  • S66 Uniform Combined State Law Examination
    2017-08-21
Other Names
  • Troy Orvis Vaughan

View on SEC IAPD

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