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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Epilepsy Foundation - North/Central Illinois, Iowa | Rockford | IL | 11/2010 | 05/2022 |
| E*Trade Securities Llc | Chicago | IL | 01/2016 | 02/2020 |
| E*Trade Capital Management Llc | Chicago | IL | 01/2016 | 02/2020 |
| E*Trade Securities Llc | Chicago | IL | 02/2020 | 05/2022 |
| E*Trade Capital Management Llc | Chicago | IL | 02/2020 | 05/2022 |
| Ameriprise Financial Services | Chicago | IL | 05/2022 | 05/2022 |
| Ameriprise Financial Services, Llc. | Chicago | IL | 05/2022 | Present |
Real Estate Ownership; Multi-Family; 5541 E Lake St Unit F, , Lisle, IL, 60532; Not Investment-Related; 06/01/2016. Business Ownership; Realpha Capital; Manage rental properties and flips; Real Estate rental management; 201 E Chestnut Unit 24F, , Chicago, IL, 60601; Not Investment-Related; 08/01/2018; 0 hours per month; 1 to 9 during trading hours / Wendt for Health and Wealth; Owner; Manage Ameriprise Business; 201 E Chestnut St, #24F, Chicago, IL, 60611; Not Investment-Related; 08/01/2023; 0 hours per month; 0 during trading hours. Board of Directors; Epilepsy Foundation of Greater Chicago; Board Member; 17 N State St, Suite 650, Chicago, IL, 60602; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Carthage College; Serve as co-chair on the President's Leadership Council. actively engage in advocacy, and volunteer leadership that provides a measurable outcome for the college. Attend quarterly meetings to help advancing the strategic goals of the college and the larger college community; 2001 Alford Park Drive, , Kenosha, WI, 53140; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 0 during trading hours / Medicare Insurance; Prior Medicare insurance sales.; 303 E Wacker Dr, Suite 1575, Chicago, IL, 60601; Not Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-01 |
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