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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-10 |
| WA | RA | APPROVED | 2023-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Bellevue | WA | 08/2013 | 02/2023 |
| Sc Financial Group, Llc | Bellevue | WA | 05/2010 | Present |
| Lpl Financial Llc | Bellevue | WA | 03/2023 | Present |
1.03/06/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name SC Financial Group; Investment Related; at Reported Business Location(s); Start Date 07/01/2013; 1hrs/mth; 38hrs during trading 2.05/29/2025; Alex Carter LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/20/2025; 20hrs/mth; 20hrs during trading 3.07/29/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Carter Financial Planning; Investment Related; at Reported Business Location(s); Start Date 07/28/2026; 4hrs/mth; 4hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-09 |
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