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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-14
VA RA APPROVED 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-14
  • VA RA
    APPROVED
    Since 2024-08-14

Branch Locations

Chesapeake, VA • United States

649 Cedar Road Suite 201, Chesapeake, VA 23322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Chesapeake VA 03/2013 08/2024
Lpl Financial Chesapeake VA 08/2024 Present
  • 03/2013 → 08/2024
    Lincoln Financial Advisors
    Chesapeake, VA
  • 08/2024 → Present
    Lpl Financial
    Chesapeake, VA
Previous Registrations
  • 2013-05-06 → 2024-08-19
    Osaic Fa, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Chesapeake, VA
Other Businesses

1.08/14/2024; Academy Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/01/2013; 4hrs/mth; 1hrs during trading 2.08/14/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Academy Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.08/14/2024; Townsend % Stout LLC; Real Estate Rental; Investment Related; Chesapeake,VA; Start Date 01/01/2023; 20hrs/mth; 0hrs during trading 4.08/14/2024; Pop Cauley's Hunt Club; For-Profit Board Member; Not Investment Related; Millboro,VA; Start Date 04/05/2023; 2hrs/mth; 0hrs during trading 5.04/27/2026; Stout and About, LLC.; Real Estate Rental; Investment Related; Chesapeake,VA; Start Date 04/16/2026; 8hrs/mth; 0hrs during trading 6.08/03/2026; Pilot Financial; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 07/23/2026; 8hrs/mth; 8hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2013-05-03
Other Names
  • Wes Stout

View on SEC IAPD

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