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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-25 |
Branch Locations
Three Galleria Tower 13155 Noel Rd Suite 1400, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Minneapolis | MN | 09/2014 | 10/2017 |
| Wells Fargo Bank Na | Minneapolis | MN | 12/2017 | 08/2021 |
| Wells Fargo Clearing Services Llc | Minneapolis | MN | 12/2017 | 08/2021 |
| Mma Securities Llc | Minneapolis | MN | 10/2017 | 12/2017 |
| Marsh & Mclennan Agency Llc | Minneapolis | MN | 10/2017 | 12/2017 |
| Mma | Minneapolis | MN | 08/2021 | Present |
| Mma Securities | Minneapolis | MN | 08/2021 | Present |
1. Business Name - ClubCorp; This business is NOT investment-related; Business address - StoneBridge Ranch Country Club: 5901 Glen Oaks Dr, McKinney, TX 75070; Nature of Business - Golf Course / Country Club; My position - Maintenance Staff; Relationship w/ other Business - I work with the maintenance/groundscrew staff on the weekends; Start Date - November 2020; Total # hours/month - 16; Hours/month during securities trading hours - 0; Duties - I mow greens or rake bunkers to prepare the course before tee times are open to golfers. 2 LaundroLab; Non-Investment Related; Haslet, TX 76052; Laundromat Franchise location; 50% Partner; Star Date: 7.31.24l; Devote 50 hours a month and zeros hours during business hours; help get the business location set up, hire employees, get operations, accounting, and other functions/processes established. Long-term will manage this business passively.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-01 |
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