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Daniel Bernard Cison

Mma Securities LLC

Dallas, TX

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-25
  • TX RA
    APPROVED
    Since 2021-08-25

Branch Locations

Three Galleria Tower 13155 Noel Rd Suite 1400, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Minneapolis MN 09/2014 10/2017
Wells Fargo Bank Na Minneapolis MN 12/2017 08/2021
Wells Fargo Clearing Services Llc Minneapolis MN 12/2017 08/2021
Mma Securities Llc Minneapolis MN 10/2017 12/2017
Marsh & Mclennan Agency Llc Minneapolis MN 10/2017 12/2017
Mma Minneapolis MN 08/2021 Present
Mma Securities Minneapolis MN 08/2021 Present
  • 09/2014 → 10/2017
    Minneapolis, MN
  • 12/2017 → 08/2021
    Wells Fargo Bank Na
    Minneapolis, MN
  • 12/2017 → 08/2021
    Minneapolis, MN
  • 10/2017 → 12/2017
    Minneapolis, MN
  • 10/2017 → 12/2017
    Marsh & Mclennan Agency Llc
    Minneapolis, MN
  • 08/2021 → Present
    Mma
    Minneapolis, MN
  • 08/2021 → Present
    Mma Securities
    Minneapolis, MN
Previous Registrations
Other Businesses

1. Business Name - ClubCorp; This business is NOT investment-related; Business address - StoneBridge Ranch Country Club: 5901 Glen Oaks Dr, McKinney, TX 75070; Nature of Business - Golf Course / Country Club; My position - Maintenance Staff; Relationship w/ other Business - I work with the maintenance/groundscrew staff on the weekends; Start Date - November 2020; Total # hours/month - 16; Hours/month during securities trading hours - 0; Duties - I mow greens or rake bunkers to prepare the course before tee times are open to golfers. 2 LaundroLab; Non-Investment Related; Haslet, TX 76052; Laundromat Franchise location; 50% Partner; Star Date: 7.31.24l; Devote 50 hours a month and zeros hours during business hours; help get the business location set up, hire employees, get operations, accounting, and other functions/processes established. Long-term will manage this business passively.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-01
  • S66 Uniform Combined State Law Examination
    2013-03-01
Other Names
  • Daniel Bernard Cison
  • Daniel Cison

View on SEC IAPD

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